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Daniel Webster College – Anne Bridge Baddour Library
Policy on User Privacy
and
Procedures for Responding to Requests
for User Information
Confidentiality of library records is a basic principle of librarianship. In
accordance with the
Code of Ethics of the American Library Association, and the ALA
statement on
Privacy: An Interpretation of the Library Bill of Rights,
Anne Bridge Baddour Library protects
the privacy of those utilizing the library. Private information about an
individual can only be released to that individual. Information about
individual users will not be given to any requester unless law enforcement
officials present current legal documents requesting user information to
supervisory Library staff. In the event that such a request is made, the
Baddour Library Director, Campus Safety and/or College administrative staff will
be notified immediately.
Library
staff or student workers do not disclose the following information:
- Name of a borrower who
has a specific item checked out;
- Titles of materials
checked out to a specific borrower;
- Personal information on
anyone registered with the library (address, phone, email, etc.)
- Identify, or describe in
any way, a borrower who has checked out a specific item.
Library staff or student workers may disclose the following information:
- The date that a specific
item is due;
- Place a hold on an item
that is checked out (with the exception of reserve materials.)
New
Hampshire law pertaining to confidentiality of library records can be found in
the Revised Statutes Online, Title XVI LIBRARIES, Chapter 201-D, Section
201-D:11, Library
User Records; Confidentiality. It should be noted that under certain
circumstances, federal law (such as the U.S.A. Patriot Act) supersedes state
law.
Approved by the
President’s Council
Daniel Webster College
December 14, 2004
Procedures for Responding to Requests for User Information
On
October 25, 2001, Congress passed the
Uniting and Strengthening America by Providing Appropriate Tools Required to
Intercept and Obstruct Terrorism (USA Patriot) Act. This Act amended
over 15 federal statutes and broadly expands
law enforcement’s surveillance and investigative powers. The enhanced
surveillance provisions affecting library confidentiality are in Section 215, “Access
to Records Under Foreign Intelligence Security Act” (FISA):
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Allows an FBI agent to obtain a search warrant for “any tangible thing,” which
can include books, records, papers, floppy disks, data tapes, and computers
with hard drives.
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Permits the FBI to compel production of library circulation records, Internet
use records, and registration information stored in any medium.
-
Does not require the agent to demonstrate “probable cause,” the existence of
specific facts to support the belief that a crime has been committed or that
the items sought are evidence of a crime. Instead, the agent only needs to
claim that he believes that the records he wants may be related to an ongoing
investigation related to terrorism or intelligence activities, a very low
legal standard.
-
Libraries or librarians served with a search warrant issued under FISA rules
may not disclose, under of penalty of law, the existence of the warrant or the
fact that records were produced as a result of the warrant. A patron cannot be
told that his or her records were given to the FBI or that he or she is the
subject of an FBI investigation.
- Overrides state library
confidentiality laws protecting library records.
Requests for user
information must be by a law enforcement agent or officer who has obtained a
court order, subpoena, search warrant or National Security Letter. It is lawful
to refer the agent or officer to the library director or supervisor in charge of
the library. Library staff does not need to respond immediately to any
request, except in the event that a search warrant is served.
Staff
Response to Request for User Information:
- Staff should immediately
refer the officer or agent to the library director or supervisor in charge of
the library. If the library director is not available, contact the
Provost/Vice President for Academic Affairs (VPAA) and/or Campus Safety who
will assist in verifying law enforcement credentials.
- Staff should immediately
ask for identification if approached by an agent or law enforcement officer,
and then record the information (name, title, agency, badge number.) Check the
date on any documents presented by law enforcement officers for currency, and
record the date and name of the agency issuing the document.
- The library director or
supervisory staff should attempt to verify the information with the local FBI
office or the police department.
- If the agent or officer
does not have a court order compelling access to library records, the library
director or supervisory staff will present Baddour Library’s Policy on User
Privacy, and the State of New Hampshire’s law pertaining to confidentiality of
library records. (Without a court order, neither the FBI nor local law
enforcement has the authority to compel cooperation, other than the name and
address of the person speaking to the agent or officer.) In conformity with
professional ethics, library staff will not respond to informal requests for
confidential information.
Response
to Requests for User Information by Type of Court Order:
Subpoena
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Does not require an immediate response. Inform the officer that the library
will respond to the subpoena within the time allotted and in conformity with
the law. Immediately refer the subpoena to the library director or vice
president for academic affairs. |
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Search Warrant |
May be executed immediately. Check that the warrant has been issued by a
local or federal court in NH, and is current (not expired.) The warrant
will identify the premises to be searched and the items or records to be
produced under the warrant. |
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FISA Court Search
Warrant (Foreign Intelligence Surveillance Act) |
The procedure is the same as for a standard search warrant, however a
warrant issued by a FISA court also contains a “gag order.” That means that
no information about the warrant or the items/records seized can be
disclosed, including to library patrons whose records are the subject of the
search warrant. Staff is permitted to inform the library director and those
staff members needed to produce the records. |
National Security Letter (FBI)
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In the latest version
of Section 215 of the USA Patriot Act, NSL can no longer be used to obtain
records from libraries that function in their traditional capacity,
including providing internet access.
The National Security
Letter (NSL) section of the USA Patriot Act contains a gag provision that
prohibits anyone who receives an NSL from “disclos[ing] to any person that
the [FBI] has sought or obtained access to information or records.” However,
in the Section 215 extension allows recipients of an NSL to challenge the
gag provision after one year. Staff is permitted to inform the library
director and those staff members needed to produce the records. |
If
items or records must be produced, library staff will:
- Immediately notify the
library director or VPAA, and Campus Safety.
- Ensure that only the
records identified in the warrant are viewed or scanned.
- Do not discuss the
warrant with the agent or law enforcement officer, or volunteer information
without first consulting the library director, VPAA, or college legal counsel.
- Record and keep an
inventory of the records/items seized. If possible keep the originals and
provide the agent with copies (or make copies of the items/records seized for
the library’s records.)
This document is
available on the web at:
http://www.dwc.edu/Library/privacy.shtml
[Working Document, November 22, 2004]
Sources Consulted:
ALA,
American Library Association, Office for Intellectual Freedom, (2002). Analysis
of the USA Patriot Act related to libraries. Retrieved Nov. 22, 2004, from USA
Patriot Act in the Library Web site:
http://www.ala.org/ala/oif/ifissues/usapatriotactlibrary.htm#analysis.
ALA,
American Library Association, (2004). Confidentiality and coping with law
enforcement inquiries: guidelines for the library and its staff. Retrieved Nov.
22, 2004, from ALA, American Library Association Web site:
http://www.ala.org/Template.cfm?Section=Intellectual_Freedom_Issues&Template=/ContentManagement/ContentDisplay.cfm
&ContentID=21654.
ALA,
American Library Association, (2003). Guidelines for librarians on the USA
Patriot Act: what to do before, during and after a "knock on the door".
Retrieved Nov. 22, 2004, from ALA, American Library Association, Intellectual
Freedom Committee Web site:
http://www.ala.org/ala/washoff/WOissues/civilliberties/theusapatriotact/patstep.pdf.
ALA,
American Library Association, (2002). Privacy: an interpretation of the Library
Bill of Rights. Retrieved Nov. 22, 2004, from ALA, American Library Association,
Intellectual Freedom Committee Web site:
http://www.ala.org/Template.cfm?Section=interpretations&Template=/ContentManagement/ContentDisplay.cfm&ContentID=34182.
ALA, American Library
Association, (2004). USA Patriot Act. Retrieved Nov. 22, 2004, from ALA,
American Library Association, Intellectual Freedom Committee Web site:
http://www.ala.org/ala/oif/ifissues/usapatriotact.htm.
Anderson Library,
University of Wisconsin - Whitewater, (2003). Policy on user privacy &
responding to requests for user information. retrieved Dec. 22, 2004, from
http://library.uww.edu/policies/patriotpolicy.htm
Federation of
American Scientists, (2004). Foreign Intelligence Surveillance Act. Retrieved
Nov. 22, 2004, from
http://www.fas.org/irp/agency/doj/fisa/.
Minow, M., Coyle, K.,
& Kaufman P. (2002, Oct 1). The USA Patriot Act. Library Journal,
Retrieved Nov 22, 2004, from
www.libraryjournal.com/index.asp?layout=article&articleid=CA245044&publication=libraryjournal.
Updated
02/08/2007
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